Quarterly Updates

The New Normal: Maintaining Compliance Programs Remotely

The way most of us work together has changed. Video calls have replaced the conference...

Quarterly Updates

2020 First Quarter Compliance Letter

Our thoughts and prayers go out to everyone across the globe affected by the COVID-19...

Quarterly Updates

2019 Year in Review for Investment Advisers

“If you don’t do it this year, you will be one year older when you...

Quarterly Updates

2019 Third Quarter Compliance Letter

We’re a little late issuing our quarterly letter. We would fault our editorial team, but...

Quarterly Updates

2019 Second Quarter Compliance Letter

Whether you’re a rock climber or not, you have to admire Alex Honnold, the subject...

Quarterly Updates

2019 First Quarter Compliance Letter

In Warren Buffet’s 2018 annual shareholder letter, he credited much of Berkshire’s success to what...

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