News
2025 Second Quarter Newsletter
We continued our private client engagement efforts this quarter by hosting a breakfast and a...
SEC Regulatory Update
June 24, 2025 – In recent weeks, the SEC has named a new Director of...
2025 First Quarter Newsletter
During the first quarter we grew our team with four fantastic new colleagues who bring...
Former SEC PFU Exam Manager Brian Caravello Joins HighCamp
Morristown, NJ – March 17, 2025 – HighCamp Compliance, a boutique, employee owned and operated...
2024 Year In Review for Investment Advisers
Rule Proposals, Risk Alerts, & More for Investment Advisers Every January for the past seven...
HighCamp Compliance Welcomes Erika Chua, CFA as Director
Los Angeles – January 8, 2025 – HighCamp Compliance, a boutique, employee owned and operated...
2024 Third Quarter Newsletter
Rule Proposals, Risk Alerts, & More for Investment Advisers The third quarter typically sees elevated...
FinCEN Issues New AML Rule
On August 28, 2024, the Financial Crimes Enforcement Network (FinCEN) finalized a rule under the...
SEC Division of Examinations Announces 2025 Examination Priorities
On October 21, 2024, the U.S. Securities and Exchange Commission’s (“SEC”) Division of Examinations (the...
Is Your Venture Capital Exemption Safe?
Overview Venture capital managers are expanding investments and strategies to meet ever-changing investor objectives, including...
2024 Second Quarter Newsletter
Rule Proposals, Risk Alerts, & More for Investment Advisers This quarter, the industry saw significant...
Heightened Scrutiny of Federal Agencies: Supreme Court Rules on Chevron & Jarkesy
On June 27, 2024, the Supreme Court ruled, in SEC v. Jarkesy (2024), that defendants...