News

Quarterly Updates

2023 First Quarter Newsletter

Rule Proposals, Risk Alerts, & More for Investment Advisers The Securities and Exchange Commission (“SEC”)...

Company News

HighCamp adds Former Anchorage Capital Group and ACA Group Consultant Joyce Martineau as Director

March 31, 2023 – HighCamp Compliance, a boutique employee owned and operated compliance consulting and...

Quarterly Updates

SEC Division of Examinations Announces 2023 Examination Priorities

On February 7, the SEC’s Division of Examinations (the “Division”) announced its updated examination priorities...

Year In Review

2022 Year In Review for Investment Advisers

Guidance, Enforcement, Hot Topics, & More Happy New Year. At HighCamp, we celebrate our clients’...

Quarterly Updates

2022 Third Quarter Newsletter

This quarter, the market extended its pullback around the impact of continued inflation and other...

Company News

HighCamp Celebrates 5 Years

HighCamp turned 5 last week! We’ve accomplished many amazing things in the past five years....

Quarterly Updates

2022 Second Quarter Newsletter

Market volatility, high inflation and other macroeconomic headwinds highlight this quarter’s headlines. While the expected...

Risk Alerts

When is Chief Compliance Officer Liability Appropriate?

Many chief compliance officers of registered investment advisers often, and understandably, worry about their personal...

Risk Alerts

SEC Proposes New ESG Rule Impacting Investment Advisers

On May 25, 2022, the SEC proposed new rules that would require both SEC-registered investment...

Company News

HighCamp Expands to California, Adds Former Marlin Equity VP And ACA Group Consultant Brian Roberts as Director

LOS ANGELES, June 1, 2022 – HighCamp Compliance, a boutique compliance consulting and outsourcing firm,...

Risk Alerts

SEC Division of Examinations Risk Alert: Investment Adviser MNPI Compliance Issues

On April 26, 2022, the SEC Division of Examinations (“EXAMS”) issued a risk alert highlighting...

Quarterly Updates

2022 First Quarter Newsletter

Rule Proposals, Exam Priorities, Risk Alerts, & More for Investment Advisers April 2022   The...

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