News

Quarterly Updates

2025 Second Quarter Newsletter

We continued our private client engagement efforts this quarter by hosting a breakfast and a...

Industry

SEC Regulatory Update

June 24, 2025 – In recent weeks, the SEC has named a new Director of...

Quarterly Updates

2025 First Quarter Newsletter

During the first quarter we grew our team with four fantastic new colleagues who bring...

Company News

Former SEC PFU Exam Manager Brian Caravello Joins HighCamp

Morristown, NJ – March 17, 2025 – HighCamp Compliance, a boutique, employee owned and operated...

Year In Review

2024 Year In Review for Investment Advisers

Rule Proposals, Risk Alerts, & More for Investment Advisers Every January for the past seven...

Company News

HighCamp Compliance Welcomes Erika Chua, CFA as Director

Los Angeles – January 8, 2025 – HighCamp Compliance, a boutique, employee owned and operated...

Quarterly Updates

2024 Third Quarter Newsletter

Rule Proposals, Risk Alerts, & More for Investment Advisers The third quarter typically sees elevated...

Rules

FinCEN Issues New AML Rule

On August 28, 2024, the Financial Crimes Enforcement Network (FinCEN) finalized a rule under the...

Industry

SEC Division of Examinations Announces 2025 Examination Priorities

On October 21, 2024, the U.S. Securities and Exchange Commission’s (“SEC”) Division of Examinations (the...

Rules

Is Your Venture Capital Exemption Safe?

Overview Venture capital managers are expanding investments and strategies to meet ever-changing investor objectives, including...

Quarterly Updates

2024 Second Quarter Newsletter

Rule Proposals, Risk Alerts, & More for Investment Advisers This quarter, the industry saw significant...

Industry

Heightened Scrutiny of Federal Agencies: Supreme Court Rules on Chevron & Jarkesy

On June 27, 2024, the Supreme Court ruled, in SEC v. Jarkesy (2024), that defendants...

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