News

Quarterly Updates

2023 Third Quarter Newsletter

Rule Proposals, Risk Alerts, & More for Investment Advisers The SEC remained active this quarter....

Quarterly Updates

2023 Second Quarter Newsletter

Rule Proposals, Risk Alerts, & More for Investment Advisers At HighCamp, we believe that providing...

Quarterly Updates

2023 First Quarter Newsletter

Rule Proposals, Risk Alerts, & More for Investment Advisers The Securities and Exchange Commission (“SEC”)...

Quarterly Updates

SEC Division of Examinations Announces 2023 Examination Priorities

On February 7, the SEC’s Division of Examinations (the “Division”) announced its updated examination priorities...

Quarterly Updates

2022 Third Quarter Newsletter

This quarter, the market extended its pullback around the impact of continued inflation and other...

Quarterly Updates

2022 Second Quarter Newsletter

Market volatility, high inflation and other macroeconomic headwinds highlight this quarter’s headlines. While the expected...

Quarterly Updates

2022 First Quarter Newsletter

Rule Proposals, Exam Priorities, Risk Alerts, & More for Investment Advisers April 2022   The...

Quarterly Updates

2021 Year In Review for Investment Advisers

Guidance, Enforcement, Hot Topics, & More January 2022   I feel very fortunate to be...

Quarterly Updates

2021 Third Quarter Compliance Letter

Guidance, Enforcement, Hot Topics, & More for Investment Advisers As of: September 30, 2021 It’s...

Quarterly Updates

2021 Second Quarter Compliance Letter

We hope this letter finds you all well. It has been an active quarter, so...

Quarterly Updates

SEC Division of Examinations Announces 2021 Examination Priorities

On March 3, the SEC’s Division of Examinations (“EXAMS”, or the “Division”, formerly known as...

Quarterly Updates

2021 First Quarter Compliance Letter

We hope this letter finds you well. It has been an active quarter for compliance;...

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